Students preparing for medical school interviews should have a good grasp of legal and ethical topics that can be applied to their answers. Capacity is a key legal aspect of practising medicine and hot topics that you must have an understanding of before interviews.
This article will explain what capacity is, how it is tested, what happens if someone does not have the capacity, some of the ethical considerations and how to prepare for questions on capacity in medical interviews.
Capacity is a term that is relevant to patients 18 years old and over. To find out about how children can make decisions about their healthcare, read our article on Gillick's competence and Fraser guidelines.
The Functional Test - Is the patient not able to make a particular decision?
This test involves determining whether or not the patient is able to make a specific decision at the time it needs to be made. This is not about the decision they make, but their ability to understand and consider the information relevant to the decision. The test examines whether the person can:
Understand information related to the decision
Retain that information long enough to make a decision
Use or weigh that information as part of the process of making the decision
Communicate their decision by any means.
The Diagnostic Test: If the functional test shows that the patient is unable to make the decision, the diagnostic test examines whether this inability is because of an impairment of a number of things including:
Mental health conditions
Unconsciousness
Alcohol
Drugs
Dementia
Delirium
Severe learning disabilities
Brain damage
The capacity can fluctuate over time or depending on the complexity of the decision. Therefore, the assessment should be repeated whenever necessary.
Also, the lack of capacity to make one decision does not imply the lack of capacity for another decision.
It is important to remember that capacity can fluctuate. Just because someone did not have the capacity to make a decision yesterday, does not automatically mean they lack capacity today.
Furthermore, a patient can have capacity for some decisions but not others. An elderly patient with dementia may be able to understand information relating to a blood test and be deemed to have the capacity to consent to this. However, they may not have the capacity to consent to complex surgery.
In a healthcare setting, the responsibility of assessing a patient's capacity usually falls on the healthcare professional who is directly involved in the patient's care at the time of the decision-making process.
The tests explained above should be used.
Sometimes capacity needs to be tested for major decisions, and therefore someone more experienced in assessing capacity may need to be involved.
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What happens if someone doesn't have capacity?
If someone doesn’t have capacity to make a decision about their care, the healthcare professionals treating them will have to make the decision for them.
The decision made by the healthcare professional must be in the ‘best interests’ of the patient.
Before concluding that someone does not have capacity, the healthcare professional should take appropriate steps to encourage the person to participate in any decisions that need to be made.
What happens if a patient lacks capacity? Best interests explained
‘Best interests’ are considered when an adult lacks capacity to make a decision. The healthcare professional treating them will instead make the decision, according to what is best for that particular patient.
The healthcare professional must consider the following when deciding what is in the best interests of their patient:
Patient’s past and present wishes
Any beliefs that the patient has that may have influenced their decision if they had capacity
The views of anyone named by the patient as someone to be consulted if they were to lose capacity/be in this position
The views of anyone that care for the patient
The views of any donee of a lasting power of attorney
The healthcare professional should NOT base any decisions made for the patient based on the patient’s appearance, age or any conditions of their behaviour.
If someone lacks capacity, they may have an advance decision or lasting power of attorney. If so, the advance decision should be adhered to if it is for medical decisions that the person would be required to make in that specific situation. If the person has appointed a lasting power of attorney, they will be the person that makes the decisions for the person lacking capacity.
What is an advance decision?
People can make advance decisions to refuse treatment when they lack the capacity to make a decision in the future. It enables health professionals to know what treatments the patient does not want to be carried out if they find themselves lacking the capacity to make this decision.
The specific treatments and specific situations in which you do not want treatment need to be clearly stated in the advance decision.
A common example of an advance decision is the refusal of CPR when someone suffers a cardiac arrest. But other examples include refusal of ventilation and certain medications.
The advance decision must be made when the person has capacity to do so. It has to be written down, signed by the person themselves and by a witness.
What is lasting power of attorney (LPA)?
A person can give someone the power to make decisions about their health and welfare, if they lack the capacity to do this themselves, by creating a health and welfare LPA.
It is important that you understand that the person appointed as the attorney can only make these decisions if the patient is not able to make these decisions for themselves.
The decisions that are covered within a health and welfare LPA include:
Capacity and medical ethics: autonomy, beneficence and justice
As with all important topics in medicine, it is important to consider how ethics relates to capacity. The four pillars of medical ethics can be applied to capacity and are helpful tools to use when answering questions in your interviews.
Autonomy: Autonomy is promoted by the capacity assessment, as it ensures all adults are presumed to have capacity unless there is significant evidence to suggest otherwise. However, if the capacity assessment is not used accurately, it has the ability to restrict the autonomy of some adults.
Beneficence/non-maleficence: Ensuring that those who do not have capacity cannot consent or refuse to consent to medical interventions limits the amount of harm that can happen as a result.
Justice: The current capacity assessment used ensures that adults are treated fairly. If someone is found not to have the capacity for one decision, it is not automatically assumed that they cannot consent to another intervention. Furthermore, it is ensured that capacity assessments are not based on someone’s appearance or age.
If you want to study medicine, it is very important that you have an understanding of capacity, especially in relation to consent. See our article on Medical Consent for more information.
Interviewers will not expect you to know the topic inside out, but they will want you to have a good appreciation of how important capacity assessment is.
Why is capacity assessment in medical ethics important in medical practice?
What are the procedures followed when someone lacks the ability to make a healthcare decision?
Can you explain the interlinking of capacity and consent in healthcare decision-making?
(Hard, unlikely) In your view, does the current Mental Capacity Act 2005 provide an adequate framework for assessing which patients can make their own medical decisions?
Can you list some factors that might impair a patient's capacity in a medical setting?
In terms of medical ethics, how would you define best interests when dealing with a patient lacking capacity?
What is the link between autonomy and capacity?
How do we evaluate an individual's ability to make decisions in medicine?
What are the four criteria for determining patient's capacity?
Is it possible for a patient to demonstrate capacity for one decision but lack it for a different decision within the same day?
How to answer questions on capacity in Medicine Interviews
The important things to consider when answering questions on capacity in medicine are:
Remember to explain what is meant by capacity when answering questions on it, as the interviewer needs to know that you understand the relevant terms.
Capacity and consent are closely linked, so make sure you try and incorporate the two when answering questions
It is easy to make your answers on capacity quite wordy and complex, so try to practise answering questions or pinning down a good definition to use in interviews. This will also demonstrate to your interviewer that you can explain complex topics concisely
Capacity assessment questions: model interview answer
Q: How might someone’s capacity be impaired?
A: A person’s capacity can be impaired short-term, long-term, or in different ways over a period of time. However, it is important to note that someone can have capacity to make some decisions and not others, so should always be assessed for different decisions.
One example of short-term impairment of capacity is intoxication by drugs and alcohol. Other examples include unconsciousness and delirium. However, a patient can remain unconscious for many days or even weeks if sedated, and delirium can last longer in some patients than others.
Some long-term examples of how capacity can be impaired include brain damage, dementia, severe learning disabilities and mental health conditions. It is important to note that not everyone with these conditions automatically lacks capacity. These individuals should be encouraged to participate in decisions as much as possible.
Some patients experience fluctuating capacity. This can occur in some mental health conditions. These patients will be able to make decisions sometimes, but not others.
It is important to understand the different ways that capacity can be affected. However, healthcare professionals must ensure that all patients are given a fair assessment to enable them to make the decisions that they are able to make.
Understanding capacity is incredibly important when preparing for medicine interviews. Questions on capacity and consent are a great opportunity to showcase knowledge on legal topics within medicine.
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FAQs
Frequently asked questions
What is capacity in medicine?
Capacity is a person's ability to make a specific decision about their own healthcare at a specific time. Under the Mental Capacity Act 2005, every adult is presumed to have capacity unless proven otherwise. It is decision-specific and time-specific: a patient may have capacity for one decision but not another, and capacity can change over time.
How is capacity assessed?
Capacity is assessed using the two-stage test set out in the Mental Capacity Act 2005. The diagnostic stage asks whether there is an impairment of, or disturbance in, the functioning of the mind or brain. The functional stage then asks whether that impairment means the person cannot understand, retain, use or weigh the relevant information, or communicate their decision.
What are the 4 elements of the functional test of capacity?
The functional test has four elements. To have capacity for a decision, a person must be able to: understand the information relevant to the decision; retain that information long enough to make the decision; use or weigh that information as part of the decision; and communicate their decision by any means. Failing any one element means they lack capacity for that decision.
What are the two stages of the capacity test?
The Mental Capacity Act 2005 uses a two-stage test. Stage one (the diagnostic test) asks whether the person has an impairment of, or disturbance in, the functioning of their mind or brain. Stage two (the functional test) asks whether that impairment stops them understanding, retaining, using or weighing the information, or communicating their decision.
Who can assess a patient's capacity?
Capacity is assessed by the healthcare professional directly involved in the patient's care at the time the decision needs to be made, such as the treating doctor or nurse. There is no single specialist who must do it. For major or complex decisions, a more experienced clinician or a psychiatrist may be asked to help, but the assessment is decision-specific.
Can a patient with capacity refuse treatment?
Yes. An adult with capacity has the legal right to refuse any treatment, even if the refusal will result in serious harm or death, and even if clinicians consider the decision unwise. A seemingly irrational or unusual choice does not, by itself, mean a patient lacks capacity. Respecting that refusal upholds the ethical principle of autonomy.
What is fluctuating capacity?
Fluctuating capacity is when a person's ability to make decisions changes over time, sometimes within hours or days. It is common in conditions such as delirium, some mental health illnesses and early dementia. Because capacity is time-specific, the assessment should be made when the decision is needed and repeated if the person's condition changes.
Do patients with mental health conditions have capacity?
Often, yes. Having a mental health condition, dementia or a learning disability does not automatically mean a person lacks capacity. Capacity is never assumed from a diagnosis alone; it must be assessed for each specific decision. Many patients with mental health conditions retain capacity for most or all of their healthcare decisions.
What happens if a patient lacks capacity?
If a patient lacks capacity for a decision, the treating healthcare professional must make it for them in the patient's best interests under the Mental Capacity Act 2005. They must consider the patient's past and present wishes, beliefs and values, consult those close to the patient, and check for any valid advance decision or lasting power of attorney.
What does 'best interests' mean in medicine?
Best interests is the standard used to make a decision for an adult who lacks capacity. The clinician must weigh the patient's past and present wishes, feelings, beliefs and values, the views of carers and anyone holding a lasting power of attorney, and choose the least restrictive option. Decisions must never be based on a patient's age, appearance or behaviour.
What is the difference between capacity and competence?
In UK practice the terms are often used interchangeably for adults, but there is a distinction. Capacity is the legal concept under the Mental Capacity Act 2005 used for adults aged 16 and over. Competence usually refers to whether a child under 16 can consent, assessed through Gillick competence. Both describe the ability to understand, weigh and communicate a decision.
At what age is capacity assumed?
The Mental Capacity Act 2005 presumes capacity from the age of 16. For most healthcare decisions an adult of 18 or over is presumed to have capacity unless shown otherwise. Children under 16 are assessed for their ability to consent using Gillick competence and the Fraser guidelines rather than the Mental Capacity Act.
What is an advance decision?
An advance decision (sometimes called an advance directive or ADRT) lets a person with capacity refuse specific treatments in advance, in case they later lose capacity. A common example is refusing CPR. To be valid it must state clearly which treatments are refused and in what situations; a refusal of life-sustaining treatment must be written, signed and witnessed.
What is a lasting power of attorney (LPA)?
A health and welfare lasting power of attorney lets a person appoint someone to make decisions about their care and treatment if they later lose capacity. The attorney can only act once the person can no longer decide for themselves, and must act in their best interests. An LPA can cover where the person lives, their medical care and their daily care.
How does capacity relate to consent?
Capacity is a prerequisite for valid consent. For consent to treatment to be valid the patient must have capacity, be given enough information, and decide voluntarily without coercion. If a patient lacks capacity they cannot give consent, so the decision is instead made in their best interests under the Mental Capacity Act 2005.
What are the five principles of the Mental Capacity Act 2005?
The Act has five statutory principles: presume capacity unless proven otherwise; support people to make their own decisions before concluding they cannot; an unwise decision does not mean a person lacks capacity; any decision made for someone lacking capacity must be in their best interests; and that decision should be the least restrictive of their rights and freedom.
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